Lex & Compliance

Lex&Compliance provides advisory services to banks and other financial operators (investment firms, asset management companies, payment institutions, electronic money institutions, insurance companies and brokers) in the areas of banking law, financial markets and insurance law, drawing on specialist expertise gained from over 20 years of experience in the field of banking and financial regulation and compliance.
We assist the Control Functions (Compliance, Anti-Money Laundering, Internal Audit, Data Protection Officer) of banks and financial operators in analysing sector regulations and carrying out ex-ante and ex-post checks, either on an outsourced basis (full or partial) or in support of internal managers.
In a dynamic and constantly evolving market, we support fintech startups (e.g., crypto-asset service providers – CASPs, DLT registry operators) and crowdfunding service providers in authorisation procedures before the Authorities and in implementing the organisational solutions, compliant with regulations, required to start their business, including through the outsourcing of Control Functions.
We also provide advisory services in the areas of corporate governance, corporate liability under Legislative Decree 231/01, and privacy law.